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- .\" ========================================================================
- .\"
- .IX Title "FIPS_MODULE 7ossl"
- .TH FIPS_MODULE 7ossl "2024-09-03" "3.3.2" "OpenSSL"
- .\" For nroff, turn off justification. Always turn off hyphenation; it makes
- .\" way too many mistakes in technical documents.
- .if n .ad l
- .nh
- .SH "NAME"
- fips_module \- OpenSSL fips module guide
- .SH "SYNOPSIS"
- .IX Header "SYNOPSIS"
- See the individual manual pages for details.
- .SH "DESCRIPTION"
- .IX Header "DESCRIPTION"
- This guide details different ways that OpenSSL can be used in conjunction
- with the \s-1FIPS\s0 module. Which is the correct approach to use will depend on your
- own specific circumstances and what you are attempting to achieve.
- .PP
- For information related to installing the \s-1FIPS\s0 module see
- <https://github.com/openssl/openssl/blob/master/README\-FIPS.md>.
- .PP
- Note that the old functions \fBFIPS_mode()\fR and \fBFIPS_mode_set()\fR are no longer
- present so you must remove them from your application if you use them.
- .PP
- Applications written to use the OpenSSL 3.0 \s-1FIPS\s0 module should not use any
- legacy APIs or features that avoid the \s-1FIPS\s0 module. Specifically this includes:
- .IP "\(bu" 4
- Low level cryptographic APIs (use the high level APIs, such as \s-1EVP,\s0 instead)
- .IP "\(bu" 4
- Engines
- .IP "\(bu" 4
- Any functions that create or modify custom \*(L"\s-1METHODS\*(R"\s0 (for example
- \&\fBEVP_MD_meth_new()\fR, \fBEVP_CIPHER_meth_new()\fR, \fBEVP_PKEY_meth_new()\fR, \fBRSA_meth_new()\fR,
- \&\fBEC_KEY_METHOD_new()\fR, etc.)
- .PP
- All of the above APIs are deprecated in OpenSSL 3.0 \- so a simple rule is to
- avoid using all deprecated functions. See \fBossl\-guide\-migration\fR\|(7) for a list of
- deprecated functions.
- .SS "Making all applications use the \s-1FIPS\s0 module by default"
- .IX Subsection "Making all applications use the FIPS module by default"
- One simple approach is to cause all applications that are using OpenSSL to only
- use the \s-1FIPS\s0 module for cryptographic algorithms by default.
- .PP
- This approach can be done purely via configuration. As long as applications are
- built and linked against OpenSSL 3.0 and do not override the loading of the
- default config file or its settings then they can automatically start using the
- \&\s-1FIPS\s0 module without the need for any further code changes.
- .PP
- To do this the default OpenSSL config file will have to be modified. The
- location of this config file will depend on the platform, and any options that
- were given during the build process. You can check the location of the config
- file by running this command:
- .PP
- .Vb 2
- \& $ openssl version \-d
- \& OPENSSLDIR: "/usr/local/ssl"
- .Ve
- .PP
- Caution: Many Operating Systems install OpenSSL by default. It is a common error
- to not have the correct version of OpenSSL in your \f(CW$PATH\fR. Check that you are
- running an OpenSSL 3.0 version like this:
- .PP
- .Vb 2
- \& $ openssl version \-v
- \& OpenSSL 3.0.0\-dev xx XXX xxxx (Library: OpenSSL 3.0.0\-dev xx XXX xxxx)
- .Ve
- .PP
- The \fB\s-1OPENSSLDIR\s0\fR value above gives the directory name for where the default
- config file is stored. So in this case the default config file will be called
- \&\fI/usr/local/ssl/openssl.cnf\fR.
- .PP
- Edit the config file to add the following lines near the beginning:
- .PP
- .Vb 2
- \& config_diagnostics = 1
- \& openssl_conf = openssl_init
- \&
- \& .include /usr/local/ssl/fipsmodule.cnf
- \&
- \& [openssl_init]
- \& providers = provider_sect
- \& alg_section = algorithm_sect
- \&
- \& [provider_sect]
- \& fips = fips_sect
- \& base = base_sect
- \&
- \& [base_sect]
- \& activate = 1
- \&
- \& [algorithm_sect]
- \& default_properties = fips=yes
- .Ve
- .PP
- Obviously the include file location above should match the path and name of the
- \&\s-1FIPS\s0 module config file that you installed earlier.
- See <https://github.com/openssl/openssl/blob/master/README\-FIPS.md>.
- .PP
- For \s-1FIPS\s0 usage, it is recommended that the \fBconfig_diagnostics\fR option is
- enabled to prevent accidental use of non-FIPS validated algorithms via broken
- or mistaken configuration. See \fBconfig\fR\|(5).
- .PP
- Any applications that use OpenSSL 3.0 and are started after these changes are
- made will start using only the \s-1FIPS\s0 module unless those applications take
- explicit steps to avoid this default behaviour. Note that this configuration
- also activates the \*(L"base\*(R" provider. The base provider does not include any
- cryptographic algorithms (and therefore does not impact the validation status of
- any cryptographic operations), but does include other supporting algorithms that
- may be required. It is designed to be used in conjunction with the \s-1FIPS\s0 module.
- .PP
- This approach has the primary advantage that it is simple, and no code changes
- are required in applications in order to benefit from the \s-1FIPS\s0 module. There are
- some disadvantages to this approach:
- .IP "\(bu" 4
- You may not want all applications to use the \s-1FIPS\s0 module.
- .Sp
- It may be the case that some applications should and some should not use the
- \&\s-1FIPS\s0 module.
- .IP "\(bu" 4
- If applications take explicit steps to not load the default config file or
- set different settings.
- .Sp
- This method will not work for these cases.
- .IP "\(bu" 4
- The algorithms available in the \s-1FIPS\s0 module are a subset of the algorithms
- that are available in the default OpenSSL Provider.
- .Sp
- If any applications attempt to use any algorithms that are not present,
- then they will fail.
- .IP "\(bu" 4
- Usage of certain deprecated APIs avoids the use of the \s-1FIPS\s0 module.
- .Sp
- If any applications use those APIs then the \s-1FIPS\s0 module will not be used.
- .SS "Selectively making applications use the \s-1FIPS\s0 module by default"
- .IX Subsection "Selectively making applications use the FIPS module by default"
- A variation on the above approach is to do the same thing on an individual
- application basis. The default OpenSSL config file depends on the compiled in
- value for \fB\s-1OPENSSLDIR\s0\fR as described in the section above. However it is also
- possible to override the config file to be used via the \fB\s-1OPENSSL_CONF\s0\fR
- environment variable. For example the following, on Unix, will cause the
- application to be executed with a non-standard config file location:
- .PP
- .Vb 1
- \& $ OPENSSL_CONF=/my/nondefault/openssl.cnf myapplication
- .Ve
- .PP
- Using this mechanism you can control which config file is loaded (and hence
- whether the \s-1FIPS\s0 module is loaded) on an application by application basis.
- .PP
- This removes the disadvantage listed above that you may not want all
- applications to use the \s-1FIPS\s0 module. All the other advantages and disadvantages
- still apply.
- .SS "Programmatically loading the \s-1FIPS\s0 module (default library context)"
- .IX Subsection "Programmatically loading the FIPS module (default library context)"
- Applications may choose to load the \s-1FIPS\s0 provider explicitly rather than relying
- on config to do this. The config file is still necessary in order to hold the
- \&\s-1FIPS\s0 module config data (such as its self test status and integrity data). But
- in this case we do not automatically activate the \s-1FIPS\s0 provider via that config
- file.
- .PP
- To do things this way configure as per
- \&\*(L"Making all applications use the \s-1FIPS\s0 module by default\*(R" above, but edit the
- \&\fIfipsmodule.cnf\fR file to remove or comment out the line which says
- \&\f(CW\*(C`activate = 1\*(C'\fR (note that setting this value to 0 is \fInot\fR sufficient).
- This means all the required config information will be available to load the
- \&\s-1FIPS\s0 module, but it is not automatically loaded when the application starts. The
- \&\s-1FIPS\s0 provider can then be loaded programmatically like this:
- .PP
- .Vb 1
- \& #include <openssl/provider.h>
- \&
- \& int main(void)
- \& {
- \& OSSL_PROVIDER *fips;
- \& OSSL_PROVIDER *base;
- \&
- \& fips = OSSL_PROVIDER_load(NULL, "fips");
- \& if (fips == NULL) {
- \& printf("Failed to load FIPS provider\en");
- \& exit(EXIT_FAILURE);
- \& }
- \& base = OSSL_PROVIDER_load(NULL, "base");
- \& if (base == NULL) {
- \& OSSL_PROVIDER_unload(fips);
- \& printf("Failed to load base provider\en");
- \& exit(EXIT_FAILURE);
- \& }
- \&
- \& /* Rest of application */
- \&
- \& OSSL_PROVIDER_unload(base);
- \& OSSL_PROVIDER_unload(fips);
- \& exit(EXIT_SUCCESS);
- \& }
- .Ve
- .PP
- Note that this should be one of the first things that you do in your
- application. If any OpenSSL functions get called that require the use of
- cryptographic functions before this occurs then, if no provider has yet been
- loaded, then the default provider will be automatically loaded. If you then
- later explicitly load the \s-1FIPS\s0 provider then you will have both the \s-1FIPS\s0 and the
- default provider loaded at the same time. It is undefined which implementation
- of an algorithm will be used if multiple implementations are available and you
- have not explicitly specified via a property query (see below) which one should
- be used.
- .PP
- Also note that in this example we have additionally loaded the \*(L"base\*(R" provider.
- This loads a sub-set of algorithms that are also available in the default
- provider \- specifically non cryptographic ones which may be used in conjunction
- with the \s-1FIPS\s0 provider. For example this contains algorithms for encoding and
- decoding keys. If you decide not to load the default provider then you
- will usually want to load the base provider instead.
- .PP
- In this example we are using the \*(L"default\*(R" library context. OpenSSL functions
- operate within the scope of a library context. If no library context is
- explicitly specified then the default library context is used. For further
- details about library contexts see the \s-1\fBOSSL_LIB_CTX\s0\fR\|(3) man page.
- .SS "Loading the \s-1FIPS\s0 module at the same time as other providers"
- .IX Subsection "Loading the FIPS module at the same time as other providers"
- It is possible to have the \s-1FIPS\s0 provider and other providers (such as the
- default provider) all loaded at the same time into the same library context. You
- can use a property query string during algorithm fetches to specify which
- implementation you would like to use.
- .PP
- For example to fetch an implementation of \s-1SHA256\s0 which conforms to \s-1FIPS\s0
- standards you can specify the property query \f(CW\*(C`fips=yes\*(C'\fR like this:
- .PP
- .Vb 1
- \& EVP_MD *sha256;
- \&
- \& sha256 = EVP_MD_fetch(NULL, "SHA2\-256", "fips=yes");
- .Ve
- .PP
- If no property query is specified, or more than one implementation matches the
- property query then it is undefined which implementation of a particular
- algorithm will be returned.
- .PP
- This example shows an explicit request for an implementation of \s-1SHA256\s0 from the
- default provider:
- .PP
- .Vb 1
- \& EVP_MD *sha256;
- \&
- \& sha256 = EVP_MD_fetch(NULL, "SHA2\-256", "provider=default");
- .Ve
- .PP
- It is also possible to set a default property query string. The following
- example sets the default property query of \f(CW\*(C`fips=yes\*(C'\fR for all fetches within
- the default library context:
- .PP
- .Vb 1
- \& EVP_set_default_properties(NULL, "fips=yes");
- .Ve
- .PP
- If a fetch function has both an explicit property query specified, and a
- default property query is defined then the two queries are merged together and
- both apply. The local property query overrides the default properties if the
- same property name is specified in both.
- .PP
- There are two important built-in properties that you should be aware of:
- .PP
- The \*(L"provider\*(R" property enables you to specify which provider you want an
- implementation to be fetched from, e.g. \f(CW\*(C`provider=default\*(C'\fR or \f(CW\*(C`provider=fips\*(C'\fR.
- All algorithms implemented in a provider have this property set on them.
- .PP
- There is also the \f(CW\*(C`fips\*(C'\fR property. All \s-1FIPS\s0 algorithms match against the
- property query \f(CW\*(C`fips=yes\*(C'\fR. There are also some non-cryptographic algorithms
- available in the default and base providers that also have the \f(CW\*(C`fips=yes\*(C'\fR
- property defined for them. These are the encoder and decoder algorithms that
- can (for example) be used to write out a key generated in the \s-1FIPS\s0 provider to a
- file. The encoder and decoder algorithms are not in the \s-1FIPS\s0 module itself but
- are allowed to be used in conjunction with the \s-1FIPS\s0 algorithms.
- .PP
- It is possible to specify default properties within a config file. For example
- the following config file automatically loads the default and \s-1FIPS\s0 providers and
- sets the default property value to be \f(CW\*(C`fips=yes\*(C'\fR. Note that this config file
- does not load the \*(L"base\*(R" provider. All supporting algorithms that are in \*(L"base\*(R"
- are also in \*(L"default\*(R", so it is unnecessary in this case:
- .PP
- .Vb 2
- \& config_diagnostics = 1
- \& openssl_conf = openssl_init
- \&
- \& .include /usr/local/ssl/fipsmodule.cnf
- \&
- \& [openssl_init]
- \& providers = provider_sect
- \& alg_section = algorithm_sect
- \&
- \& [provider_sect]
- \& fips = fips_sect
- \& default = default_sect
- \&
- \& [default_sect]
- \& activate = 1
- \&
- \& [algorithm_sect]
- \& default_properties = fips=yes
- .Ve
- .SS "Programmatically loading the \s-1FIPS\s0 module (nondefault library context)"
- .IX Subsection "Programmatically loading the FIPS module (nondefault library context)"
- In addition to using properties to separate usage of the \s-1FIPS\s0 module from other
- usages this can also be achieved using library contexts. In this example we
- create two library contexts. In one we assume the existence of a config file
- called \fIopenssl\-fips.cnf\fR that automatically loads and configures the \s-1FIPS\s0 and
- base providers. The other library context will just use the default provider.
- .PP
- .Vb 4
- \& OSSL_LIB_CTX *fips_libctx, *nonfips_libctx;
- \& OSSL_PROVIDER *defctxnull = NULL;
- \& EVP_MD *fipssha256 = NULL, *nonfipssha256 = NULL;
- \& int ret = 1;
- \&
- \& /*
- \& * Create two nondefault library contexts. One for fips usage and
- \& * one for non\-fips usage
- \& */
- \& fips_libctx = OSSL_LIB_CTX_new();
- \& nonfips_libctx = OSSL_LIB_CTX_new();
- \& if (fips_libctx == NULL || nonfips_libctx == NULL)
- \& goto err;
- \&
- \& /* Prevent anything from using the default library context */
- \& defctxnull = OSSL_PROVIDER_load(NULL, "null");
- \&
- \& /*
- \& * Load config file for the FIPS library context. We assume that
- \& * this config file will automatically activate the FIPS and base
- \& * providers so we don\*(Aqt need to explicitly load them here.
- \& */
- \& if (!OSSL_LIB_CTX_load_config(fips_libctx, "openssl\-fips.cnf"))
- \& goto err;
- \&
- \& /*
- \& * Set the default property query on the FIPS library context to
- \& * ensure that only FIPS algorithms can be used. There are a few non\-FIPS
- \& * approved algorithms in the FIPS provider for backward compatibility reasons.
- \& */
- \& if (!EVP_set_default_properties(fips_libctx, "fips=yes"))
- \& goto err;
- \&
- \& /*
- \& * We don\*(Aqt need to do anything special to load the default
- \& * provider into nonfips_libctx. This happens automatically if no
- \& * other providers are loaded.
- \& * Because we don\*(Aqt call OSSL_LIB_CTX_load_config() explicitly for
- \& * nonfips_libctx it will just use the default config file.
- \& */
- \&
- \& /* As an example get some digests */
- \&
- \& /* Get a FIPS validated digest */
- \& fipssha256 = EVP_MD_fetch(fips_libctx, "SHA2\-256", NULL);
- \& if (fipssha256 == NULL)
- \& goto err;
- \&
- \& /* Get a non\-FIPS validated digest */
- \& nonfipssha256 = EVP_MD_fetch(nonfips_libctx, "SHA2\-256", NULL);
- \& if (nonfipssha256 == NULL)
- \& goto err;
- \&
- \& /* Use the digests */
- \&
- \& printf("Success\en");
- \& ret = 0;
- \&
- \& err:
- \& EVP_MD_free(fipssha256);
- \& EVP_MD_free(nonfipssha256);
- \& OSSL_LIB_CTX_free(fips_libctx);
- \& OSSL_LIB_CTX_free(nonfips_libctx);
- \& OSSL_PROVIDER_unload(defctxnull);
- \&
- \& return ret;
- .Ve
- .PP
- Note that we have made use of the special \*(L"null\*(R" provider here which we load
- into the default library context. We could have chosen to use the default
- library context for \s-1FIPS\s0 usage, and just create one additional library context
- for other usages \- or vice versa. However if code has not been converted to use
- library contexts then the default library context will be automatically used.
- This could be the case for your own existing applications as well as certain
- parts of OpenSSL itself. Not all parts of OpenSSL are library context aware. If
- this happens then you could \*(L"accidentally\*(R" use the wrong library context for a
- particular operation. To be sure this doesn't happen you can load the \*(L"null\*(R"
- provider into the default library context. Because a provider has been
- explicitly loaded, the default provider will not automatically load. This means
- code using the default context by accident will fail because no algorithms will
- be available.
- .PP
- See \*(L"Library Context\*(R" in \fBossl\-guide\-migration\fR\|(7) for additional information about the
- Library Context.
- .SS "Using Encoders and Decoders with the \s-1FIPS\s0 module"
- .IX Subsection "Using Encoders and Decoders with the FIPS module"
- Encoders and decoders are used to read and write keys or parameters from or to
- some external format (for example a \s-1PEM\s0 file). If your application generates
- keys or parameters that then need to be written into \s-1PEM\s0 or \s-1DER\s0 format
- then it is likely that you will need to use an encoder to do this. Similarly
- you need a decoder to read previously saved keys and parameters. In most cases
- this will be invisible to you if you are using APIs that existed in
- OpenSSL 1.1.1 or earlier such as \fBi2d_PrivateKey\fR\|(3). However the appropriate
- encoder/decoder will need to be available in the library context associated with
- the key or parameter object. The built-in OpenSSL encoders and decoders are
- implemented in both the default and base providers and are not in the \s-1FIPS\s0
- module boundary. However since they are not cryptographic algorithms themselves
- it is still possible to use them in conjunction with the \s-1FIPS\s0 module, and
- therefore these encoders/decoders have the \f(CW\*(C`fips=yes\*(C'\fR property against them.
- You should ensure that either the default or base provider is loaded into the
- library context in this case.
- .SS "Using the \s-1FIPS\s0 module in \s-1SSL/TLS\s0"
- .IX Subsection "Using the FIPS module in SSL/TLS"
- Writing an application that uses libssl in conjunction with the \s-1FIPS\s0 module is
- much the same as writing a normal libssl application. If you are using global
- properties and the default library context to specify usage of \s-1FIPS\s0 validated
- algorithms then this will happen automatically for all cryptographic algorithms
- in libssl. If you are using a nondefault library context to load the \s-1FIPS\s0
- provider then you can supply this to libssl using the function
- \&\fBSSL_CTX_new_ex\fR\|(3). This works as a drop in replacement for the function
- \&\fBSSL_CTX_new\fR\|(3) except it provides you with the capability to specify the
- library context to be used. You can also use the same function to specify
- libssl specific properties to use.
- .PP
- In this first example we create two \s-1SSL_CTX\s0 objects using two different library
- contexts.
- .PP
- .Vb 11
- \& /*
- \& * We assume that a nondefault library context with the FIPS
- \& * provider loaded has been created called fips_libctx.
- \& */
- \& SSL_CTX *fips_ssl_ctx = SSL_CTX_new_ex(fips_libctx, "fips=yes", TLS_method());
- \& /*
- \& * We assume that a nondefault library context with the default
- \& * provider loaded has been created called non_fips_libctx.
- \& */
- \& SSL_CTX *non_fips_ssl_ctx = SSL_CTX_new_ex(non_fips_libctx, NULL,
- \& TLS_method());
- .Ve
- .PP
- In this second example we create two \s-1SSL_CTX\s0 objects using different properties
- to specify \s-1FIPS\s0 usage:
- .PP
- .Vb 10
- \& /*
- \& * The "fips=yes" property includes all FIPS approved algorithms
- \& * as well as encoders from the default provider that are allowed
- \& * to be used. The NULL below indicates that we are using the
- \& * default library context.
- \& */
- \& SSL_CTX *fips_ssl_ctx = SSL_CTX_new_ex(NULL, "fips=yes", TLS_method());
- \& /*
- \& * The "provider!=fips" property allows algorithms from any
- \& * provider except the FIPS provider
- \& */
- \& SSL_CTX *non_fips_ssl_ctx = SSL_CTX_new_ex(NULL, "provider!=fips",
- \& TLS_method());
- .Ve
- .SS "Confirming that an algorithm is being provided by the \s-1FIPS\s0 module"
- .IX Subsection "Confirming that an algorithm is being provided by the FIPS module"
- A chain of links needs to be followed to go from an algorithm instance to the
- provider that implements it. The process is similar for all algorithms. Here the
- example of a digest is used.
- .PP
- To go from an \fB\s-1EVP_MD_CTX\s0\fR to an \fB\s-1EVP_MD\s0\fR, use \fBEVP_MD_CTX_md\fR\|(3) .
- To go from the \fB\s-1EVP_MD\s0\fR to its \fB\s-1OSSL_PROVIDER\s0\fR,
- use \fBEVP_MD_get0_provider\fR\|(3).
- To extract the name from the \fB\s-1OSSL_PROVIDER\s0\fR, use
- \&\fBOSSL_PROVIDER_get0_name\fR\|(3).
- .SH "NOTES"
- .IX Header "NOTES"
- Some released versions of OpenSSL do not include a validated
- \&\s-1FIPS\s0 provider. To determine which versions have undergone
- the validation process, please refer to the
- OpenSSL Downloads page <https://www.openssl.org/source/>. If you
- require FIPS-approved functionality, it is essential to build your \s-1FIPS\s0
- provider using one of the validated versions listed there. Normally,
- it is possible to utilize a \s-1FIPS\s0 provider constructed from one of the
- validated versions alongside \fIlibcrypto\fR and \fIlibssl\fR compiled from any
- release within the same major release series. This flexibility enables
- you to address bug fixes and CVEs that fall outside the \s-1FIPS\s0 boundary.
- .PP
- The \s-1FIPS\s0 provider in OpenSSL 3.1 includes some non-FIPS validated algorithms,
- consequently the property query \f(CW\*(C`fips=yes\*(C'\fR is mandatory for applications that
- want to operate in a \s-1FIPS\s0 approved manner. The algorithms are:
- .IP "Triple \s-1DES ECB\s0" 4
- .IX Item "Triple DES ECB"
- .PD 0
- .IP "Triple \s-1DES CBC\s0" 4
- .IX Item "Triple DES CBC"
- .IP "EdDSA" 4
- .IX Item "EdDSA"
- .PD
- .SH "SEE ALSO"
- .IX Header "SEE ALSO"
- \&\fBossl\-guide\-migration\fR\|(7), \fBcrypto\fR\|(7), \fBfips_config\fR\|(5),
- <https://www.openssl.org/source/>
- .SH "HISTORY"
- .IX Header "HISTORY"
- The \s-1FIPS\s0 module guide was created for use with the new \s-1FIPS\s0 provider
- in OpenSSL 3.0.
- .SH "COPYRIGHT"
- .IX Header "COPYRIGHT"
- Copyright 2021\-2023 The OpenSSL Project Authors. All Rights Reserved.
- .PP
- Licensed under the Apache License 2.0 (the \*(L"License\*(R"). You may not use
- this file except in compliance with the License. You can obtain a copy
- in the file \s-1LICENSE\s0 in the source distribution or at
- <https://www.openssl.org/source/license.html>.
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